The following shall be included in the underwriting or sole agency agreement signed between a securities company and a stock issuer: (1) Names, addresses, and legal representatives of the parties;(2) Types, quantity, monetary amount, and issue price of the stocks underwritten on the commission and sole agency methods;(3) The duration, including the commencement date and deadline of the securities underwriting on the commission and sole agency methods;(4) The payment method and payment date for the securities underwriting on the commission and sole agency methods;(5) The fees and settlement method for the securities underwriting on the commission and sole agency methods;(6) Liability for breach of contract;(7) Other matters specified by the securities regulatory body under the State Council.
(Lawyer Wu Yingjie) |